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Frequently Asked Questions

What securities can I submit to the broker as collateral ?

BSE - FAQ's
You can pay initial margin in non-cash (bank guarantee, securities) form also. This is an arrangement between you and your broker. However, the mark-to-market loss has to be settled in cash, only. The holder of the physical stock can sell a future to avoid making a loss without having to sell the share. Any loss caused by the fall in the price of the stock is offset by gains made on the stock future position.
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Can I use my securities as collateral?

Eastern Caribbean Central Bank
Yes. You may pledge your government securities as collateral for financial obligations such as loans. Pledging of securities are done at the Eastern Caribbean Securities Registry (ECSR) where the ownership of the securities are held and recorded. top ^
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How are the securities for the defeasance collateral purchased?

Defeasance FAQS
Defeasance Consultants vary in their approach to purchasing securities. At Chatham Financial we participate in the Treasury and Derivatives markets daily and have executed billions of dollars in transactions over the last 12 months on behalf of our clients. Through experience, we have developed an auction process that guarantees our clients efficient pricing on the securities purchased. This auction is conducted live, not via email or fax, ensuring that all bids are highly competitive.
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What happens to the coupons due on the securities deposited as collateral?

CCIL - FAQs ::
Members are entitled to receive interest on the respective securities and CCIL credits the same to the current accounts of the members with RBI on the same day of receipt.
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Whether a Member can borrow against the securities deposited as Collateral?

CCIL - FAQs ::
Yes. A member can deposit securities to CSGL account of CCIL as per the procedure defined elsewhere. CCIL will compute the additional limit for the securities deposited by members during the day and the same can be utilised by such members on the same day.
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Can one withdraw / substitute the securities that have been deposited as Collateral?

CCIL - FAQs ::
Members can withdraw / substitute securities that have been deposited as collateral by giving prior notice of one business day to CCIL in the prescribed format. The title / ownership of the securities remain with the borrowing members and the same are not transferred to lenders. However, the securities are blocked in the CSGL account to the extent of borrowing till the redemption of CBLOs.
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Can central government securities be pledged as collateral?

Welcome to the Central Bank of the Republic of China(Taiwan)
Central government securities are legally permitted used as collateral for juridical provision. They also can be used as bank reserves required by the CBC, pledge of mortgage and guarantees in public undertakings.
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What securities will DBS Vickers Securities be accepting as collateral?

DBS | Singapore | DBS Vickers Securities | Retail | Optimal ...
The securities that we are accepting will be per DBS Vickers Securities marginable list of securities. No. The interest free period will not be applicable to the existing debit balance you have in your Margin Financing account. We will use the value of your collateral on the last day of the quarter to determine your interest free period and this will subject to quarterly review.
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Where can I submit information on potential violations of the federal securities laws?

Division of Market Regulation: Key Points About Regulation S...
If you have specific enforcement-related information, please see http://www.sec.gov/complaint.shtml for information on how to submit a complaint. You may also call 1-800-SEC-0330. a policy, the SEC will neither confirm nor deny the existence of an investigation unless, and until, it becomes a matter of public record as the result of a court action or administrative proceeding.
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Why couldn't I go directly to a Broker and purchase the securities myself?

Commercial Defeasance, LLC - FAQs
Only certain types of securities are eligible to serve as the defeasance collateral. Most brokers are not familiar with defeasance requirements and will likely not have the experience to be able to decipher the applicable language in the original loan documents. Additionally, the process of optimizing the securities to match the monthly debt service payments on the loan as required by the loan documents is a complicated and timely process.
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What is the collateral for these loans?

Frequently Asked Questions - Help - Prosper
There is no collateral on Prosper loans—they are all unsecured loans. In this way, a loan from Prosper is a lot like a personal loan from a bank or a credit card. Lenders base their lending decisions on borrowers' credit grades and other factors. Learn about credit grades.
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Can a Broker submit deals to CFG?

FAQ Commercial Loans Mortgage Services Commercial Lending Co...
Yes. CFG is pleased to work with brokers. For additional information, please visit www.BrokerDeal.com.
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What is Collateral?

UWI (Mona) and Community Co-operative Credit Union Ltd.
Assets pledged to a lender until a loan is repaid. If the borrower defaults, the lender has the legal right to seize the collateral and sell it to pay off the loan.
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Peoples Bail Bonds :: 24 hours a day/ 7 days a week: 877.500...
Collateral is real or personal property pledged to the Bail Agency, used to secure the bail amount, in the event the defendant does not appear for any of his/her court proceeding(s). Essentially, collateral is a way of insuring the defendant will go back to court and complete his/her obligation to the court. The collateral is returned to the rightful owner once the defendants' case is finalized.
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Penny Bail Bonds: California Bail Bonding
Collateral is returned to its owners immediately following the payment of all premiums and the "exoneration" of the bond by the court.
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Mortgage FAQs
Collateral is basically the house. It is the assurance to the lender that in the event of the borrower being unable to complete the terms of the mortgage, then the house may be reacquired by the lender. It is a tangible fail safe device that ensures that the lenders are safe from financial ruin
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BailBondAgents.biz - Questions & Answers
Sometimes bail companies use collateral to ensure their clients show up for all necessary court appearances and fulfill the terms of their bail contracts. Collateral is usually in the form of cash or real estate. If the client fails to appear in court, the court will order a "forfeiture" of the bond and the bail company will use the collateral to pay back the debt. In most cases, First Choice Bail Bonds is able to write our bonds without collateral.
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Bail Bond Agents & Attorneys : ForBailUSA.com | Frequent...
Real estate may be put up based on equity. For example, a house on which you pay a mortgage is considered good collateral up to the difference between it's value and the amount you still owe on the mortgage. Note that except for a house, items which you have bought on credit and are making payments are not usually collateral unless you hold the title (a.k.a. pink slip).
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Northwest Business Development Association
Each intermediary lender has its own lending and credit requirements. However, business owners contemplating application for a MicroLoan should be aware that intermediaries generally require some type of collateral, and the personal guarantee of the business owner.
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FAQs — Liberty Bail Bonds — Minnesota
Cash or real estate held to insure the defendant makes all appearances. It is subject to forfeiture if the defendant fails to appear as scheduled. The cash collateral bond is often used for out-of-state defendants or cosigners. If the bond is forfeited, the collateral is used to pay the court the full amount of the set bail.
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Speedy Release Bail Bonds
Collateral is used in order to ensure that the defendant appears in court. If the defendant fails to appear in court, the bail bond company has some leverage to convince friends, family or the defendant that the defendant needs to appear in court. As long as the defendant goes to court every time required, your collateral will be promptly returned.
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Bail-Fish Bail Bond Information, How Bail Bonds Bondsman Wor...
Collateral is some property placed within the bail agent's legal control, which may be sold in the event the defendant does not show for the court proceeding. The bail agent can then sell the property to cover the amount paid to post the bail. Essentially, collateral is a way of insuring the defendant will go back to court and complete his/her obligation to the court. Top
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Anytime Bail Bonding, Inc. - Bail Bond Frequently Asked Ques...
Collateral is money, property, or anything of value that we hold while the accused is out on bail.? This collateral is returned when the defendant has completely settled the case.
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Duquesne University | Small Business Development Center
Collateral is something of value, such as real estate or equipment that you use to secure a loan. If you do not repay the loan, the lender can legally take and sell the collateral to cover what you owe. Collateral will also include any business assets including real estate, machinery and equipment, accounts receivable being acquired with the borrowed funds.
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Frequently Asked Bail Questions (FAQ)
Of course, the Collateral will only be returned if there is no outstanding balance due on the Premium. The Bail Bond Agent has a fidiciary (formal legal) responsibility to safeguard all collateral.
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Can my broker transfer my securities to the Center's brokerage account electronically?

SPLCenter.org: Donations FAQ
Either you or your broker should contact us online or call the Planned Giving department at 1-888-414-7752. Provide the name of the stock and the number of shares being transferred, so we can properly credit and acknowledge the gift.
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How does the broker receive securities from the Clearing Corporation ?

HDFC Bank - Leading Bank in India, Banking Services, Private...
The Clearing Corporation will inform Depositories of the receipt entitlement of the broker who in turn will credit his clearing account to that extent on payout.
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How does the broker deliver securities to clients who have bought the same?

HDFC Bank - Leading Bank in India, Banking Services, Private...
After the broker receives credit in his clearing account, he will be able to transfer securities to client's accounts for purchase made through him. He has to instruct his DP to debit his clearing account to that extent stating his client's account number and the DP-Id of the client's participant.
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