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Frequently Asked Questions

How do I apply? How do I invest in managed funds and listed ASX securities?

FAQ
The first step is to open an account. You will need to download the Product Disclosure Statement and Investment Options brochure for the Wealthtrac Superannuation Master Trust. There is no minimum initial investment for the Wealthtrac Superannuation Master Trust but it is recommended that you invest at least $25,000 as a minimum administration charge applies (see page 20 of the Product Disclosure Statement for details). Complete the Individual Application form and the Investment Authority.
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Are all managed funds and ASX listed securities available through the Wealthtrac platform?

FAQ
We have a large selection of wholesale managed funds available to investors in the Wealthtrac Portfolio Service and the Wealthtrac Superannuation Master Trust. There are currently over 180 wholesale managed investment options available. This menu of investment options is constantly evolving. If you are interested in investing in a fund that is not currently available please let us know by emailing wealthtrac@2020DIRECTINVEST.com.
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If I have a Self-Managed or DIY Superannuation Fund can I invest in your Managed Funds?

Prime Value Asset Management
Yes, if you have a Self-Managed Superannuation Fund (where you are legally responsible for your own superannuation), then you could look at investing in our Funds as part of your superannuation investment strategy. In fact, many of our investors are investing through their Self-Managed or DIY Superannuation Fund. We suggest you seek independent advice. There are a number of ways to define and measure risk.
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Can NRIs invest their funds in Government securities or Units of Unit Trust of India?

Bank of Baroda - India's International Bank - FAQs - Investm...
Yes, NRIs are freely permitted to invest their funds in Government securities or Units of UTI through authorised dealers Units can also be purchased directly from UTI.
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Welcome to Gujarat Informatics Center for Land
Ans. Yes. NRIs are freely permitted to invest their funds in Government securities or Units of UTI through authorised dealers. Units can also be purchased directly from UTI.
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FAQ - RBI Page
Yes. In terms of the regulations framed under the Foreign Exchange Management Act, 1999 (FEMA), NRIs can invest their funds in Government securities or Units of Unit Trust of India (UTI), subject to the relevant terms and conditions of such funds.
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What are Managed Funds?

Sanford: Managed Funds Questions
Monies from the public are pooled in a trust structure that is managed by a team of investment professionals. This investment pool of money can be used to invest in a diversified range of assets, and assets not normally accessible to individuals. There are hundreds of managed funds, which cover different asset classes and provide a wide range of expected risks and returns.
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How are the two funds managed?

EFA Fast Track Initiative - Frequently Asked Questions
The Catalytic Fund and the EPDF are administered by the World Bank, under the direction of Strategy Committees consisting of representatives of the participating donors. In general, meetings of the Strategy Committees take place twice a year. The FTI Secretariat reports regularly to the FTI Partners on the Funds' activities.
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How can I follow the activities of ASX listed companies?

FAQs about shares at the Australian Securities Exchange
Companies listed on ASX are required under the Listing Rules to make announcements about their activities in order to ensure a fully informed market is maintained. Recent and historical company announcements for all ASX Listed Companies are available from the Company announcements section of this site.
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If our company has securities listed on a U.S. stock exchange, does Sarbanes-Oxley apply?

Real Corporate Lawyer
Yes, most of the provisions of Sarbanes-Oxley will apply to your company if your company is listed in the U.S., whether or not your company also raised capital in a public offering. Yes, some of the provisions apply immediately (the ban on personal loans to executives and liability of CEOs and CFOs for reimbursement due to accounting restatements) because the filing triggers “issuer” status.
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Can I invest in any of the Fidelity funds?

Frequently Asked Questions: Retirement Plan, Benefits, Human...
Yes. Northwestern University does not restrict your allocation of funds to Fidelity Investments. You may allocate your voluntary, matched and University Contributions to any funds offered by Fidelity Investments to non profit employers such as NU.
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How do I invest the funds?

Independent Superannuation Services
Every fund needs an Investment strategy, which establishes the objectives and goals for the fund and provides an asset allocation policy for investment in stocks, bonds, property and cash. The investment strategy will specify investment goals, liquidity of investments, income requirements, risk levels, and how the fund will be diversified
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Shareholder Information - FAQs
Investors can invest in each of the funds by simply buying the Company's shares through a stockbroker. The shares are listed on the Australian Stock Exchange under the codes WAM, WIL and WLS. Market information about the funds is reported in a range of newspapers.
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How do I invest / how do I buy securities / how do I sell securities?

Babcock & Brown > Investor Information > Frequentl...
BBP is listed on ASX. Therefore to purchase or sell securities it is necessary to contact your broker. If you do not already have a broker you can call ASX Broker Referral Service on 1300 300 279 or go to their website: www.asx.com.au
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How can I invest in FreddieNotes securities?

Freddie Mac Debt Securities: Freddie Notes FAQ
FreddieNotes securities are offered for sale through a network of over 250 registered broker-dealers. The web site lists broker/dealers participating in the FreddieNotes securities Selling Group, each of which can provide information on current structures and on the program.
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Why should one invest in fixed income securities?

BSE - FAQ's
Fixed Income securities offer a predictable stream of payments by way of interest and repayment of principal at the maturity of the instrument. The debt securities are issued by the eligible entities against the moneys borrowed by them from the investors in these instruments. Therefore, most debt securities carry a fixed charge on the assets of the entity and generally enjoy a reasonable degree of safety by way of the security of the fixed and/or movable assets of the company.
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What is the minimum amount I can invest in U.S. Government securities?

BondKnowledge.com::Archive
For all Treasury securities -- bills, notes, and bonds -- the minimum purchase amount is $1,000. Bids must be made in multiples of $1,000. Noncompetitive bids from a single bidder may not exceed $1,000,000 for the same offering of Treasury Bills, or $5,000,000 for the same offering of Treasury Notes or Bonds.
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Who can invest in government securities?

personalfn - Fixed Income
Entities registered in India including banks, financial institutions, Primary Dealers, Partnership firms, Institutions, Mutual funds, Foreign Institutional Investors, State governments, Provident Funds, Trusts, Research organizations, Nepal Rashtra Bank and individuals can invest in government securities.
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Who may apply/invest?

Merrill Lynch BlueChip20
individual 18 years or older, a company or trust who is resident in Australia for tax purposes may apply to invest in BlueChip20. However, because BlueChip20 involves a Loan from EML, individuals under 18 years old and superannuation funds may not invest in this product Back to Top
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What is the difference in the two funds you have listed?

Donations: Frequently Asked Questions
If you are unsure which fund to donate to, donate to the NTAF fund. While both funds are important for the ongoing care of Chase, the dollars needed are much greater in the NTAF side. The other fund is used to cover other bills and expenses not directly related to the transplant as well as the costs of fundraising. In this way, you can help to keep the ball rolling. Here is a table that explains the differences in the funds:
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Which ASX Grain Futures have exchange traded options listed?

ASX Grain Options - Frequently asked questions
Options are listed over Australian Milling Wheat (AWM), Australian Feed Barley (AFB), Australian Canola (ACM) and Australian Sorghum (ASM).
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How are listed securities traded?

Capital Market Authority
This requires filling the sample contract with the broker, who in turn executes the investor's orders. It also requires signing a contract with a custodian who keeps accounts of securities balances and transactions executed. A code is issued for the investor at the stock exchange (other than the client's account number with the broker). When a client makes a buy order both the custodian and the broker should make sure that the necessary funds are available before the execution of the trade.
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Why should an individual invest in fixed income securities?

Debtmarketz.com -
Safety: The Zero Default Risk is the greatest attraction for investments in G-Secs. It enjoys the greatest amount of security possible, as it is issued by the Government of India. Fixed Income: In the short term there is likely to be fluctuations in the G-Sec prices and thus there exists a price risk associated with investment in G-Sec.
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What should investors do if they invest in non-compliant securities?

Islamic Capital Market
The SAC advises investors to dispose of any non-compliant securities within a month of knowing the status of the securities. Any profit made in the form of capital gains or dividends received during or after the disposal of the securities are to be channelled to charities. The investor should only receive the original investment cost.
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Can I invest in other New Zealand Government securities?

General frequently asked questions
Yes. There are other NZ$ denominated investments offered by the New Zealand Government. You should contact your stockbroker or financial advisor for information on how to purchase them.
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How do I invest - how do I buy/sell Stapled Securities?

ALE Property Group - Frequently Asked Questions
ALE Property Group is listed on ASX. Therefore to purchase or sell Stapled Securities or ALE Notes it is necessary to contact a broker or an organisation such as CommSec or eTrade. If you do not already have a broker you can call the ASX Broker Referral Service line on 1300 300 279 or go to their website: www.asx.com.au.
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How do I invest in Balanced Securities Limited Debentures?

Balanced Securities
After reading the contents of the prospectus, complete the attached application form and return it together with your cheque in the enclosed reply paid envelope.
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