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Frequently Asked Questions

When must I file a "formal" patent application (i.e. non-provisional)?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
The §111(a) non-provisional application for patent must be filed within 12 months of the provisional application for patent filing date to claim the benefit of the provisional application filing date. As always, consult with a patent attorney if you should have any questions.
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When to file a provisional patent application and when to file a non-provisional application?

FAQs - Greenfield Invention and Patent Consulting | Green Ba...
A key advantage of filing a provisional application is to protect the invention while assessing the market value of the invention. In the course of surveying potential customers about the need for the product, a provisional application protects the invention and puts potential infringers on notice.
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When can I file a provisional patent application?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
It can be filed up to one year following the date of first sale, offer for sale, public use, or publication of the invention. (Note: These pre-filing disclosures, although protected in the United States, may preclude patenting in foreign countries.) You should consult with a patent attorney if you should have any questions.
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Can I file a provisional patent application for a "design" patent?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
No. Provisional applications for patent may not be filed for design patents, only utility patents. Design patents only protect the overall appearance of your invention while utility patents protect the function and structure of your invention. Utility patents are the most common type of patent issued by the USPTO as they generally provided broader protection for most inventions. For more information on the differences between a design patent and a utility patent see www.neustel.com/patents.htm.
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What is a "provisional" patent application?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
A provisional application for patent is a U.S. national application for patent filed in the PTO under 35 U.S.C. §111(b). It allows filing without a formal patent claim, oath or declaration, or any information or prior art disclosure. It provides the means to establish an early effective filing date in a patent application and allows the term "Patent Pending" to be applied.
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Can I file an information disclosure statement (IDS) with the provisional patent application?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
No. Filing of an information disclosure statement in a provisional application for patent is prohibited. Yes. If you filed a provisional application, your one-year period dates from the filing of the provisional application, not the regular utility patent application. If you are considering foreign patent protection you should speak with a patent attorney prior to filing your provisional patent application.
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What is the difference between a provisional patent application and a non-provisional one?

FAQ Search Results
A provisional patent has a 12-month pendency period from the date of filing. The U.S. Patent Office will not grant extensions for any reason. A patent inventor must file a full (non-provisional) patent application to take advantage of the provisional patent's filing date. If a full patent is not filed within a year, the provisional patent application is considered abandoned.
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Can a provisional patent application by itself issue into a U.S. patent?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
No. A formal (non-provisional) patent application must be filed in order to receive a U.S. patent for your invention. It is recommended that inventors hire a patent attorney to draft the formal patent application.
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What does the non-provisional patent application need to include?

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A non-provisional application for a patent is made to the Assistant Commissioner for Patents and includes: A written document which comprises a specification (description and claims), and an oath or declaration; All application papers must be in the English language or a translation into the English language will be required along with the required fee set forth in 37 CFR 1.17(k).
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What happens after a non-provisional patent application is filed?

Frequently Asked Questions
After a non-provisional patent application is filed with the U.S. Patent and Trademark Office, it will be examined. During the examination, an examiner will issue Office Actions. TEC-COM in-house patent attorney is responsible for overseeing the responses to these Office Actions, and will work closely with you and, possibly, outside patent attorneys specializing in your field of study, to make important decisions concerning the prosecution of your patent application.
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What are the benefits of filing a "provisional" patent application?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
There are several benefits to filing a provisional patent application.
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When does a provisional patent application become "expired"?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
If the inventor takes no further action, the application will automatically be abandoned 12 months after the provisional application for patent's filing date by operation of law or upon failure to correct informalities (e.g., pay filing fee or correct cover sheet error).
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Can I revive an abandoned provisional patent application?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
No. Once a provisional patent application is automatically abandoned 12 months after the filing date it is non-revivable and you will not be entitled to the filing date of the provisional patent application. It is strongly recommended that inventors consult with a registered patent attorney or agent before and after filing a provisional patent application.
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Do I need to identify all of the inventors in the provisional patent application?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
Yes. The provisional application for patent must be made in the name(s) of all of the inventor(s). The inventor(s) named in the provisional application for patent must have made a contribution to the invention as described. If multiple inventors are named, each inventor named must have made a contribution individually or jointly to the subject matter disclosed in the application.
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When can I claim the benefits of a provisional patent application?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
The benefits of the provisional application for patent cannot be claimed if the one year deadline for filing a non-provisional application for patent is missed. If the one year deadline for filing falls on a Saturday, Sunday, or Federal holiday within the District of Columbia, the non-provisional application must be filed the next business day in order to be co-pending with the provisional application.
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Can I amend my provisional patent application after filing?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
No. Amendments are not permitted in provisional applications for patent after filing, other than those to make the provisional application comply with applicable regulations. You can simply refile the original provisional application with the amendments as a second provisional patent application (see next question below). You should file another provisional patent application to include the new subject matter (i.e. improvements).
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UNL | Office of Research
A provisional patent application is an abbreviated, temporary patent application – without the listing of claims - that establishes a filing date and subject matter and utility of proposed invention, but does not start the process of evaluation by the U.S. Patent and Trademark Office.
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FAQ Search Results
Since June 8, 1995, the United States Patent and Trademark Office (USPTO) has offered inventors the option of filing a provisional patent application, also known as a provisional application, for patent which was designed to provide a lower-cost first patent filing in the United States and to give U.S. applicants parity with foreign applicants under the GATT Uruguay Round Agreements.
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How do I turn a provisional patent application into a full one?

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Once a provisional application is filed, an alternative to filing a corresponding non-provisional application is to convert the provisional application to a non-provisional application by filing a grantable petition under 37 CFR ??1.53(c)(3) requesting such a conversion within 12 months of the provisional application filing date.
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Intellectual Property Office - Patent FAQs
Effective June 8, 1995, as a consequence of the adherence of the U.S. to GATT, it is possible to file what is called a Provisional Patent Application with the U.S. Patent and Trademark Office. The Provisional Patent Application is intended to be a relatively low-cost way of postponing the cost and effort of drafting and filing a full patent application. The provisional application need not contain claims, and the filing fee is modest ($150 for large entities, $75 for small entities).
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What are the requirements for a Provisional Patent Application?

Intellectual Property Office - Patent FAQs
A Provisional Application, to obtain a filing date in the U.S. Patent Office, has to contain the items set forth in 37 CFR § 1.51(a)(2). The requirements of that Rule are summarized here but the reader is advised to consult the Rule personally and to be familiar with it. The Provisional Application requires a specification satisfying 35 U.S.C. § 112, except that it need not contain claims.
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Michael A. Lechter - Intellectual Property Attorney - FAQ - ...
A provisional application is a mechanism that in effect shifts the effective term of patent protection. The term of a patent is tied to the actual filing date of the application (the date that the application is actually filed with the PTO). However, the effective filing date of an application is used to determine whether or not certain items are prior art against which patentability is measured.
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When did the U.S. Patent and Trademark Office begin the "provisional" patent application?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
Since June 8, 1995, the U. S. Patent and Trademark Office (PTO) has offered inventors the option of filing a provisional application for patent which was designed to provide a lower cost first patent filing in the United States and to give U.S. applicants parity with foreign applicants under the GATT Uruguay Round Agreements.
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Do I have to have professional patent drawings completed for my provisional patent application?

FREQUENTLY ASKED QUESTIONS -- PATENTWIZARD, LLC
You do not need professional patent drawings for a provisional application. However, if your sketches are not adequate to fully illustrate your invention, then a professional draftsperson should be hired to prepare your drawings.
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