Yes, Rule 144 requires that current information about the issuing company be publicly available. For issuing companies who do not file reports with the SEC, they must have current business and corporate information and financial statements at least for the most recently ended fiscal year published in a way that is publicly available, usually on the Pink Sheets.

You must own the stock (have a "holding period") of more than 12 months, before using Rule 144 to sell stock into the public securities market. See similar questions...

The stock must have been originally purchased from the company or from an affiliate (whichever occurs later) more than 12 months before your first sale - this is your "holding period". Your holding period may include ("tack") time the stock was owned by a predecessor, non-controlling person. From the 13th through the 24th month, you can use Rule 144 to sell the stock into the public securities market. See similar questions...

which was purchased from the issuing company without registration under the Securities Act of 1933 and you did not buy in the public securities market ("restricted securities"), which you or a predecessor owner purchased or received as a gift or pledge from a controlling person ("affiliate") of the issuing company and has not been resold subsequently in the public securities market ("restricted securities"), or which are sold by a controlling person ("affiliate") of the issuing company into the . See similar questions...

Yes. In a three month period, you can sell only a maximum of one percent of the number issued and outstanding shares the issuing company has stated in its most recently published report - usually, on the Pink Sheets or in an SEC filing - unless the stock is traded on NASDAQ or an exchange. See similar questions...

Rule144Solution.com does this for you, although you can do it yourself by checking the Pink Sheets and the SEC filings. Rule144Solution.com provides links on its web site and an illustrated SEC tutorial explaining where to look on the SEC web site for all the information you will need. If you have purchased an opinion from Rule144Solution.com and there is a blackout period in effect, your order will be cancelled and your fee will be refunded. Rule144Solution. See similar questions...

noted in the previous answer, Rule 144 can be used only for sales into the public securities market. This requires a broker. And, Rule 144 places restrictions on how the broker can make the sale. See similar questions...

Rule 144 applies when either restricted stock is sold by anyone or unrestricted stock sold by a controlling person ("affiliate") of an issuing company into the public securities market. In general, these sales involve a brokerage firm and are not face-to-face sales negotiated between a seller and a buyer. See similar questions...

Stock included in a registration statement is not subject to Rule 144 when it is sold as described in the related prospectus. Stock purchased from an issuing company that relied on Rule 504 under Regulation D, under very narrow circumstances, and on Regulation S is not be subject to Rule 144 when resold by a non-control person. But the requirements for these exemptions are very technical and availability limited. See similar questions...

This depends on a number of factors, which include the length of time it takes you to complete the Rule144Solution.com form set (estimated at 1/2 hour, or less) and submit it to your broker, the time it takes for your broker to submit the form set to its clearing agent, and the time it takes the clearing agent to fax the forms and stock certificate to Rule144Solution.com. Rule144Solution.com is committed to issuing an opinion within two business days after receiving complete information. See similar questions...

Since The FMV Restricted Stock Study™ includes data on the differences in value between fully-marketable and less-marketable securities, it could be applied to ANY situation where the marketability discount is an issue, but the data is clearly more applicable in some situations than in others. The data is most applicable to the following marketability discount determinations, in descending order: (a.) the restricted (subject to rule 144) stock of publicly traded companies; (b. See similar questions...

Compliance with Rule 144 and Rule 144K protects you from being treated like an "underwriter". If you are treated like an "underwriter", your stock would need to be registered under the Securities Act of 1933 when you sell it into the public securities market. If you are treated like an "underwriter" and sell stock without registration, you violate civil and criminal provisions of the Securities Act of 1933. See similar questions...

You can use Rule 144K, if you are not an affiliate of the issuing company, after you have owned the stock for at least 24 months, including time owned by your non-affiliated predecessor owners. The stock becomes "restricted" stock, even if it wasn't restricted in the hands of the affiliate. And, the twelve month minimum "holding period" starts all over again for you at the time of the purchase from the affiliate, just like it would if the purchase was directly from the issuing company. See similar questions...

You must either file a new Form 144 (in which case you can add shares back up to the one percent level) or your broker will return the unsold shares to the transfer agent for the reiussue of a certificate with a restrictive legend (unless Rule 144K has become available since you filed your Form 144). This page and all other pages and forms (not including SEC forms) on this Web Site ?Jackson L. Morris 2005,2006 See similar questions...

We have a selection of blackout blinds in our Rollers range, which are perfect for cutting out light coming into your room. We also have a few dim-out blinds in our Rollers and Romans range. All of our Roman blinds are lined, this helps to reduce the light, rather than eliminating it completely. Try choosing a darker Roman blind fabric as this will be more effective than the lighter ones. See similar questions...

Yes! Our best horses are our best advertising! Great Sawyer Creek horses sold to show homes generate advertising for us! We have a general limit...one foal a year that we may keep...and some years we don't even do that! It makes more sense to own breeding age stock then for us to wait on a baby. Now you are going to ask me why we sell breeding age stock. ELEMENTARY!.. See similar questions...

When ordering during the black out period Midnight October 15th - Midnight October 31st (PST) all sales are considered final. We do not accept returns or exchanges on any products purchased during this time frame. See similar questions...