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Frequently Asked Questions

How is a UIT different than a mutual fund and how are the securities selected?

Advisor's Asset Management: Frequently Asked Questions
The securities in a UIT are professionally selected to meet a stated investment objective, such as growth, income, or capital appreciation. UITs employ a "buy-and-hold" investment strategy: once the trust's portfolio is selected, its securities typically will not be sold or new ones bought, unlike mutual funds.

What should I do if I have been the victim of securities or mutual fund fraud?

California and Nevada Mutual Fund Fraud and Securities Litig...
If you suspect you may have lost investment money due to the misleading or unsound advice of a stockbroker or financial advisor, you should contact a knowledgeable and experienced securities litigation lawyer right away. Litigation lawyer Thomas C. Bradley has over 20 years of experience as a litigation lawyer assisting individuals against large corporations and governmental agencies. Litigation lawyer, Thomas Bradley will work hard to get your hard earned money back.

What constitutes mutual fund fraud or securities fraud?

California and Nevada Mutual Fund Fraud and Securities Litig...
Securities fraud occurs when a stockbroker or financial advisor takes advantage of an investor for personal gain. Tainting of information, withholding information, misleading investors, presenting false information, and other dishonest activities may be considered securities fraud.

How do I recognize signs of securities fraud or mutual fund fraud?

California and Nevada Mutual Fund Fraud and Securities Litig...
Dishonest stockbrokers may make an excessive amount of trades, attempt to sway you to purchase securities above your risk level, trade without your permission, misrepresent information, withhold information, avoid your calls, and other questionable activity. If any of the activity on your account seems unjustified or suspect, contact securities litigation lawyer, Thomas C. Bradley right away. I'll have my securities experts review your statements to identify signs of misconduct.

What are the different types of mutual fund schemes?

JPMorgan Asset Management
A mutual fund scheme can be classified into open-ended scheme or close-ended scheme depending on its maturity period. open-ended fund or scheme is one that is available for subscription and repurchase on a continuous basis. These schemes do not have a fixed maturity period. Investors can conveniently buy and sell units at Net Asset Value (NAV) related prices which are declared on a daily basis. The key feature of open-end schemes is liquidity.

How is a private account different from a mutual fund?

Financia Capital: Investment Advisors FAQ
Mutual funds pool the assets of many investors and manage those assets based on the charter of the fund rather than the individual objectives of investors within the fund. A private account is a brokerage account owned by you that we manage on your behalf.

What is a mutual fund?

UTI Bank
A mutual fund is a trust that pools the money of several investors and manages investments on their behalf. Legally it is like any other company you know of. Hence, the fund is also called a mutual fund company. The fund company takes your money and like you from other new investors. This is added to the money that's already invested with the fund. Some investors see asset size as an indicator of popularity. A scheme with large assets could be subscribed to by large number of unitholders.
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