QueryCAT Logo
Search 5,000,000+ questions and answers.

Frequently Asked Questions

Should brokers be regulated?

FAQ
Brokers are regulated by several federal laws and regulations and dozens of state laws and licensing boards. NAMB/MAMB supports reasonable and fair state and federal regulation of mortgage brokers and lenders. The industry is regulated by 17 federal laws and numerous state and federal regulations.

Is the futures market regulated ?

Futures - FAQ - Macquarie Bank Limited
The Australian futures market is regulated by the Australian Securities and Investment Commission (ASIC) and the Sydney Futures Exchange (SFE).

Do commercial loan brokers have to be licensed?

Loan Broker FAQ : Office of Consumer Credit Regulation
No, the regulation of commercial loan brokers does not fall under the jurisdiction of the Maine OCCR. Transactions involving two businesses are legal/contractual in nature. Therefore, disputes involving a commercial loan between a business and commercial loan provider or broker must be settled in the court system. No; a loan which is closed in another state is not considered a "Maine transaction"; thus, the broker is not required to be licensed with the Maine OCCR.

Regulated ProfessionsNursingFAQLicensure Q. WHAT DO I HAVE TO DO TO BECOME LICENSED?

Missouri Division of Professional Registration
There are two methods of original licensure. Original licensure by exam and original licensure by endorsement. Applications for a license by exam or endorsement may be obtained by writing, calling or emailing the Board office. A graduate (or soon to be graduate) of an accredited nursing program who wants to secure an original Missouri license by exam completes an application form, submits the application and licensure fee, and applies to take the National Council Licensure Examination (NCLEX?).

Are Naturopathic Doctors regulated or licensed?

Greenwood Wellness Clinic :: A Holistic Approach to Health
The practice of naturopathic medicine in Ontario is regulated under the Drugless Practitioners Act by The Board of Directors of Drugless Therapy-Naturopathy (BDDT-N). The BDDT-N functions to ensure that naturopathic doctors are properly qualified to practice naturopathic medicine and that they follow the appropriate standards of practice.

Are SERV programs licensed or regulated? By Whom?

SERV Behavioral Health System, Inc. - Frequently Asked Quest...
Specific licensing requirements for health and safety safeguard SERV residents. Prior to opening, the group home or apartment is inspected by the licensing arm of the Department of Human Services to ensure compliance with all regulations.The homes are licensed and inspected regularly by the Department of Human Services.

Are claim adjusters licensed or regulated by any industry?

FAQ: toxic mold case, effects of mold, mold disease
Yes. Claims adjusters are licensed by State regulators. Also, many public adjusters belong to the National Association of Public Insurance Adjusters (NAPIA).

Are you regulated or licensed? What does CFP mean?

FREQUENTLY ASKED QUESTIONS
Yes, absolutely. The securities industry is one of the most heavily regulated industries in America; and Lennox Financial has always gone the extra distance to build expertise and be sure that we are operating in compliance with all the state and federal regulations that govern our activities.

How are insurance brokers, their chief executives and technical representatives being regulated?

Office of the Commissioner of Insurance - Insurance Industry
Under the self-regulatory system of insurance intermediaries, an insurance broker needs to be either authorized by our Office or become a member of one of the two approved broker bodies, namely The Hong Kong Confederation of Insurance Brokers ("HKCIB") and Professional Insurance Brokers Association ("PIBA"). Their chief executives and technical representatives are also required to be registered similarly with our Office or the relevant broker body.

Are you licensed & insured?

FAQ - Kevin Kramer DJ
Yes. As a professional, I carry a $1,000,000 liability policy. I am also licensed. I have never had a single claim on my insurance policy.

Are you licensed?

World Sports Exchange - Frequently Asked Questions
Yes. EURO Sports Exchange is licensed and regulated by the UK government division of Peterborough (click to see license). World Sports Exchange is licensed and regulated by the government of Antigua and Barbuda (click to see license), a sovereign nation in the eastern Caribbean. The government of Antigua and Barbuda takes regulation of the offshore wagering industry very seriously.

Are Brokers and sales agents in The Bahamas licensed?

Bahamas Real Estate Company - Bahamas Realty
Yes. Brokers and sales agents are licensed by The Bahamas Real Estate Association (BREA). Qualifications for licensing include sitting a written exam. BREA is an international member of The National Association of Realtors (NAR) and many BREA members are International Members of NAR and hold various accreditations offered by NAR including GRI, CRS, CRB, CIPS and CCIM. A few members are also members of the International Federation (FIABCI).

What are the Mandatory Continuing Education (MCE) requirements for Licensed Brokers/Salespersons?

Frequently Asked Questions
You must take 14 hours of continuing education by 5/31/08 to renew your license for the period 6/1/08 - 5/31/10. There is no Required Course mandated by the Real Estate Commission. You may take two 7-hour Elective courses. As an alternative, most of our 15 hour, 1 credit broker courses will also fulfill your entire requirement for Continuing Education. Click to see our current MCE class schedule or our current Broker Course schedule.

How are the enzymes regulated?

Nu-Zymes FAQ ? Digestive Enzyme Supplement to Increase Enzym...
The Food Chemicals Codex (FCC) regulates enzymes. The FCC is published by the National Academy Press, which is funded by the Food and Drug Administration (FDA) through the Food and Nutrition Board of the National Research Council. The FCC establishes the standards for food and food substances used in food processing. It is the only national standard for the evaluation of fungal enzymes. Not all enzyme manufacturers use FCC units and are not required to do so by law.

How is Lighthouse School regulated, licensed and accredited?

Frequently Asked Questions
Lighthouse School is accredited and licensed annually by the Massachusetts Department of Education. This includes an evaluation of all programmatic components of the corporation such as the physical facility, curriculum development, educational and clinical programming, pharmaceutical policies and personnel systems, etc. In addition, the Commonwealth of Massachusetts Department of Purchase Services regulates and annually reviews all fiscal systems.

Who is GO FUTURES?

Go Futures
GO FUTURES is an Internet and traditional based futures brokerage. GO FUTURES strives to keep its trading technology and platforms at the forefront of the industry without sacrificing quality customer service and telephone based trading and support. At GO FUTURES we strive to provide futures traders with access to the latest trading technology and trading tools at the lowest commission rate in the industry.
More Questions >>

© Copyright 2007-2012 QueryCAT
About • Webmasters • Contact