QueryCAT Logo
Search 5,000,000+ questions and answers.

Frequently Asked Questions

What is Rule 144A?

OGDCL - Shareholder FAQs
SEC rule permitting Qualified Institutional Buyers (QIBs) to trade privately-placed securities without one or two years holding requirement, thereby substantially increasing the liquidity of those securities.

Q42. In whose name should the securities be registered?

Note: These FAQs are prepared with a view to help FII applic...
In the name of "FII a/c sub-account" when making investments on behalf of Sub-account. DERIVATIVES POSITION LIMITS

How do I register a securities offering in Oregon?

Frequently Asked Questions
A securities offering is registered by filing an application form, the disclosure document, information on who will sell the securities, and a filing fee. If the offering is also being registered with the SEC, you must file with the Division any document filed with the SEC. When the offering is authorized for sale in Oregon, an order of registration will be issued by the Division. No offers or sales may take place until the order is issued.

Are the shelf companies registered for VAT?

eCompanies - Frequently Asked Questions
For a shelf entity to register for VAT, a business plan showing that the turnover will be more that R300 000 per annum will have to be provided. It is therefore not possible for us to project what the shelf will be used for. We can arrange VAT registration for your entity for only R350.

My business has no operating history. Can I still make an offering of securities?

Small Business Information Center FAQ : Office of Securities
There are generally no rules stating that a company must be in business for a certain period of time before it can sell its securities, although there are rules that would make it difficult for a newly formed company to make a public offering of debt securities. Please be aware, however, that a company without significant operating history may find it difficult to answer the questions on the SCOR form.

I want to sell my company's offering myself. Do I need to be licensed as a securities salesperson?

Small Business Information Center FAQ : Office of Securities
Officers, directors, employees, or other persons representing an issuer in the sale of its securities usually need to be licensed as sales representatives.

What do I need to file for a Rule 506 offering?

Frequently Asked Questions
Within 15 days after the first sale in Oregon, the issuer must file a complete Form D (including the state signature page and a completed Appendix), and a filing fee of $250.

Why is Google offering this?

Accessible Search FAQ
Accessible Search is a natural and important extension of Google's overall mission to better organize the world's information and make it universally accessible. Google Accessible Search is designed to help the visually impaired find the most relevant, useful and comprehensive information, as quickly as possible. In the past, visually impaired Google users have often waded through a lot of inaccessible websites and pages to find the required information.

What is the shelf life?

NaturalEco Organics Birth-Heal FAQ's
You will find a white sticker under the bottle with the expiry date on it. It is best stored in a cool dark place out of direct sunlight.

What is the "Over-36" rule?

NBA Salary Cap FAQ
Suppose a player is nearing retirement, and he wants to finish his career with a team that can only offer him their Mid-Level exception. If they want to give the player more money than the Mid-Level exception would allow, then there is a potential loophole they could exploit by signing a contract for more years than they expect the player to play. For example, suppose the Mid-Level exception is $5 million. With 8% raises, a four-year contract would total $22.4 million.

What is the Hierarchy Rule?

Uniform Crime Reports- Frequently Asked Questions
The Hierarchy Rule: ". . . when more than one Part I offense is classified, the law enforcement agency must locate the offense that is highest on the hierarchy list and score that offense involved and not the other offense(s) in the multiple-offense situation" (p. 10).

What is "Crawford Rule"?

Play65 FAQ, Backgammon Frequently asked questions
Crawford rule means that in a Series of matches (a.k.a. Match Play), if one player is one point below the goal, on the next game the doubling cube is unavailable for one game only. Example: Suppose 2 players play a match up to 7. If the score is 6-2, then for the next game the doubling cube won't be available. However if the game is won by the player behind, the score would be 6-3 and on the next game the doubling cube would be available.

What is the "one-for-one" rule and why should I be aware of it?

FAQ's (Frequently Asked Questions)
As per the President's Memo of February 18, 1997, a "one-for-one" rule was instituted. This rule states that, generally, for every new course, program, or expansion of existing programs proposed, an equivalent number of such units must be discontinued. Further, this discontinuation must be documented in the proposal. The rule is intended to "curriculum creep" that may "injure institutional integrity." This requirement may be waived.

Who should be registered?

FAQs Loan Officers : Bureau of Consumer Credit Protection
All loan officers who are employed by supervised lenders or loan brokers, whose primary job responsibilities include direct contact with mortgage applicants and who accept applications for and originates, negotiates, solicits, arranges for or obtains mortgage loans. Registration is only required of those loan officers who will have direct contact with Maine consumers.

What are securities?

California and Nevada Mutual Fund Fraud and Securities Litig...
The term "securities" most commonly refers to stocks, bonds, mutual funds, options, variable annuities, limited partnerships and other products sold by a stockbroker or financial planner. By purchasing a stock, an investor is purchasing a small percentage of ownership in the company or corporation in hopes that the stock value will rise as profits increase.

What are the requirements for Securities Exchange Commission ("SEC") registered advisers?

Frequently Asked Questions Of The Attorney General
If you have more than 5 NY clients, you must do a notice filing by adding NY as a notice filing state on the IARD and submit to this office a copy of Part 2, Schedule F and any other part of Form ADV that is not on the IARD. If there are amendments to any section of the Form ADV not on the IARD, submit a copy to this office.

What are you offering?

Contents
a minimum, a coherent set of standards for Object Oriented Analysis and Design with C++ implentations in Linux. Ultimately we will be providing a set of class libraries that provide other developers with common classes, patterns, framework, and service abstractions.
More Questions >>

© Copyright 2007-2012 QueryCAT
About • Webmasters • Contact